FINRA finds that Jefferies has violated this rule. This is not the first time Jefferies is fined for similar violations. On December 27, 2017, FINRA accepted an offer of settlement in which Jefferies was censured and fined $37,500 for Trade Reporting and Compliance Engine (TRACE) reporting (FINRA Rule 6730) and related supervisory (FINRA Rule 3110) violations that occurred from October through December 2015.