*Pensions & Investments Research Center, as of 12/31/20. † This figure is presented as of September 30, 2021 and includes approximately $60 billion of assets with respect to SPDR products for which State Street Global Advisors Funds Distributors, LLC (SSGA FD) acts solely as the marketing agent. SSGA FD and State Street Global Advisors are affiliated. 1 Bloomberg Finance L.P. data as of December 31, 2021. 2 Bloomberg Finance L.P. data as of December 31, 2021. 3 Estimated and unaudited ESG AUM as of September 30th, 2021 for client mandates in the following categories: Negative/exclusionary screening, Norms-based screening, Best-in-class investment selection, and Sustainability-themed investing, as defined by United Nations Principles for Responsible Investing (UNPRI) as: • Negative/exclusionary screening: The exclusion from a fund or portfolio of certain sectors, companies or practices based on specific ESG criteria.