STATEMENT of CORRECTIVE ACTION [T]he corrective action I took was as follows: • Immediately upon realizing I transferred $20,000 instead of $2,000 from Bank of America to Morgan Stanley Smith Barney I immediately called our FMA Operations Department and was told to transfer the difference from Morgan Stanley Smith Barney to Bank of America. I did as I was told, but it rejected from the system because the fund were not clear. • When I found out my account had a debit, I immediately reimbursed the account to bring it to a $0 balance. This Corrective Action Statement is submitted by the Respondent It does not constitute a factual or legal finding by FINRA's policy regarding the publication of disciplinary matters. Sincerely Yours, Lisa A. Timmerman