And that's why Barclays agreed to pay another hefty fine, this time, $2.8 million. I am happy for Barclays that it can afford to keep writing these big checks to FINRA, and that it continues to manage to avoid having its principals named in any of these Enforcement actions. But not every firm has the financial luxury that Barclays does to submit AWC after AWC after AWC. (Only two so far this year, which may seem like a lot, given that we're only half way done with 2022, but, to keep it in perspective, it's way off the pace the firm established in 2015, when it submitted a total of 11 AWCs.)