The United States Securities & Exchange Commission (SEC) has released the enforcement result for 2022, with a record $6.4 billion (2021: $3.8 billion) in penalties & 760 enforcement actions. Notable fines & enforcements in 2022 include JP Morgan, Morgan Stanley, UBS, Credit Suisse, Barclays, Allianz, EY, Deloitte, Bill Hwang Archegos, and former Boeing CEO. 1. JP Morgan violated text messaging 2. JP Morgan, UBS & Morgan Stanley Smith Barney failed to protect investors identity 3. BNY Mellon Investment Advisor mislead of ESG claims 4. Credit Suisse & Oracle for foreign corruption (eg. Bribery) 5. Barclays over-issuance of securities 6. Allianz Global Investors complex trading strategies fraud 6. Boeing former CEO misleading public statements on safety of 737 MAX planes 7.